Investment
Products
We employ leading-edge technology, access to objective third-party research and non-proprietary investment products. Your Southeast Investment representative will craft a unique investment strategy based on your short-term and long-term financial goals. Because our representatives are independent, there are no preferred products to sell, leaving them free to seek products and services that truly serve your interests.
We manage
Annuities
Bonds
Fixed Income Securities
Government Securities
Insurance
Mutual Funds
Options
Real Estate
Retirement Plans
Stocks
Unit Investment Trusts
529 College Savings Plans
Your account is protected — Excess SIPC Coverage.
As a member of the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to a ceiling of $500,000, including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage, including a brochure, please contact SIPC at (202) 371-8300 orvisit www.sipc.org.
Our clearing firm has purchased an additional insurance policy through a group of London Underwriters (with Lloyd’s of London as the Lead Underwriter) to supplement SIPC protection. This additional insurance policy becomes available to customers in the event that SIPC limits are exhausted and provides account protection up to $24.5 million (including up to $1,150,000 in cash) per client as defined by SIPC rules. This is provided to pay amounts in addition to those returned in a SIPC liquidation. This additional insurance policy is limited to a combined return to any customer from a Trustee, SIPC, and LondonUnderwriters of $25 million, including cash of up to $1.15 million, with an aggregate limit of $100 million. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.
