Personal Investing

Client first. End of story.
Today’s complex marketplace makes working with an experienced, objective financial professional more important than ever. Our financial advisors and representatives stand ready to assist you in navigating the market and outlining a personalized investment strategy designed to help you achieve your financial goals. Because we are an independent firm, our advisors and representatives have the freedom and flexibility to choose from a diverse array of product and service offerings—with no pressure to sell proprietary products—so they can make investment recommendations that are truly in your interest.

Your account is protected. – Excess SIPC Coverage
As a member of the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to a ceiling of $500,000, including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage, including a brochure, please contact SIPC at (202) 371-8300 or visit

Our clearing firm has purchased an additional insurance policy through a group of London Underwriters (with Lloyd’s of London as the Lead Underwriter) to supplement SIPC protection. This additional insurance policy becomes available to customers in the event that SIPC limits are exhausted and provides account protection up to $24.5 million (including up to $1,150,000 in cash) per client as defined by SIPC rules. This is provided to pay amounts in addition to those returned in a SIPC liquidation. This additional insurance policy is limited to a combined return to any customer from a Trustee, SIPC, and London Underwriters of $25 million, including cash of up to $1.15 million, with an aggregate limit of $100 million. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.